Key facts
- It has raised $100.1M across 3 recorded rounds; the latest was Later Stage VC ($62.9M) in Apr 2025.
- Notable investors include Morgan Stanley, Sixth Street Partners, BofA Securities, Bank of America, Navian Capital — 7 tracked in total.
- Luma Financial Technologies has filed 3 Form Ds with the SEC since 2020, most recently Apr 2025 ($62.9M sold to 6 investors).
- Status: Privately Held (backing).
Leadership
- Bob JenkinsChief Financial Officer
- David WoodChief Information Officer
- Donald PoganChief Product Officer
- Gim LauCo-Chief Operating Officer
- ·Post-money valuations for all 3 rounds
- ·The complete investor list — 7 names
- ·Watchlist + deal alerts for Luma Financial Technologies
Funding rounds
3 roundsAbout Luma Financial Technologies
Developer of a financial technology platform designed to help financial advisors learn, buy, create, and track structured products and annuities. The company's platform offers automated tracking and performance reports, management of custom structures, order-entry systems, selling resources, and learning tools, catering to both corporates and their advisors, enabling clients to manage and sell structured products efficiently.
- Sector
- Information Technology
- HQ
- Cincinnati, OH, United States
- Founded
- 2018
- Employees
- 122
- Website
- lumafintech.com/
- Ownership
- Privately Held (backing)
Luma Financial Technologies doesn't have a composite mark yet — a PA Mark is published once enough pricing inputs exist (trade prints, fund marks, round prices). The rest of the record below builds toward it.
Recorded secondary trades
No secondary trades in Luma Financial Technologies shares have been recorded yet. When a print lands — third-party, direct report, or platform — it appears here with structure, source, and price.
Institutional fund marks
No SEC-registered fund has reported a fair-value mark on Luma Financial Technologies in its N-PORT filings yet. We sweep new filings monthly.