Key facts
- Status: Privately Held (no backing).
- ·Watchlist + deal alerts for Puma Capital
- ·The full record, as it builds
Funding rounds
No funding rounds for Puma Capital are on record yet — either the company hasn't raised institutional capital, or the raise hasn't surfaced in our sources.
About Puma Capital
Provider of stock brokerage and dealership services intended to focus on mid, small and micro-capitalization over-the-counter securities. The company's trade-related services include equity trading, listed agency execution and a trading platform for small cap firms and offer strategic execution systems across the spectrum of securities and service a mix of buy-side institutions, international banks, regional broker-dealers and listed corporations and also offer liquidity and capital at appropriate interest, enabling customers to get a secure dashboard containing real-time information on the program activity to date.
- Sector
- Financial Services
- HQ
- Rye, NY, United States
- Employees
- 45
- Website
- pumacap.com/
- Ownership
- Privately Held (no backing)
Puma Capital doesn't have a composite mark yet — a PA Mark is published once enough pricing inputs exist (trade prints, fund marks, round prices). The rest of the record below builds toward it.
Recorded secondary trades
No secondary trades in Puma Capital shares have been recorded yet. When a print lands — third-party, direct report, or platform — it appears here with structure, source, and price.
Institutional fund marks
No SEC-registered fund has reported a fair-value mark on Puma Capital in its N-PORT filings yet. We sweep new filings monthly.