Key facts
- ASHTON THOMAS SECURITIES, LLC is a other based in ROCHESTER, NY.
- ASHTON THOMAS SECURITIES, LLC reports $2.8M in regulatory assets under management, per its SEC Form ADV (2026-03).
Registered with the SEC
Form ADV · 2026-03 · CRD 16629- Regulatory AUM
- $2.8M
- Private fund assets
- —
- Private funds
- —
- Staff
- 46
- Registered office
- ROCHESTER, NY
- SEC status
- Approved
Source: SEC Investment Adviser Public Disclosure, Form ADV.
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Portfolio
Portfolio — not yet on record
No portfolio companies for ASHTON THOMAS SECURITIES, LLC are on record yet. Positions surface from round participations, filings, and coverage.
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Frequently asked
- What is ASHTON THOMAS SECURITIES, LLC's AUM?
- ASHTON THOMAS SECURITIES, LLC manages approximately $2.8M in assets.