Key facts
- Carl Marks & Co is a other based in New York, New York.
- Carl Marks & Co has 4 funds on record, raising $793.2M across the 3 that report a size.
- The team roster lists 1 person.
About Carl Marks & Co
Carl Marks is a banking institution based in New York City, New York. Established in 1925, the bank provides corporate revitalization, investment banking, healthcare advisory, and real estate advisory services to middle-market companies. Its expertise includes, but is not limited to, specialty finance, retail and consumer products, textiles, business services, marketing services, industrial manufacturing, transportation, distribution, and food and nutritional products. The assets of the bank are managed by the executive management team.
Registered with the SEC
Form ADV · 2026-03 · CRD 107695- Regulatory AUM
- —
- Private fund assets
- $296.5M
- Private funds
- 4 · 4 hedge
- Staff
- 8
- Registered office
- NEW YORK, NY
- SEC status
- Approved
Reports custody of client assets.
Source: SEC Investment Adviser Public Disclosure, Form ADV (registered as CARL MARKS MANAGEMENT COMPANY, LLC).
- ·Watchlist + alerts for Carl Marks & Co's activity
Portfolio
No portfolio companies for Carl Marks & Co are on record yet. Positions surface from round participations, filings, and coverage.
Funds
4 recorded- Carl Marks Strategic Opportunities Fund IV, L.P.2024$121.8M
- Carl Marks Strategic Opportunities Fund III, L.P.2020$185.1M
- Carl Marks Strategic Opportunities Fund II, L.P.2013—
- CARL MARKS STRATEGIC OPPORTUNITIES FUND L P2011$486.3M
$793.2M raised across the 3 funds that report a size
Partners, principals, and the people who answer a pitch. Pro members reveal contacts with credits.
Frequently asked
- What is Carl Marks & Co's AUM?
- Carl Marks & Co manages approximately $391 in assets.