Key facts
- Effective Assets is a other based in Berkeley, California.
About Effective Assets
Effective Assets is an investment advisory firm based in Berkeley, California. Established in 1988, the firm seeks socially responsible investments for families and individuals and mission-based investments for organizations. The firm provides three basic services including financial planning for families and individuals, portfolio management (SRI), and advice to fiduciaries of non-profits, labor unions, trusts, and progressive businesses. The firm also seeks to advise the trustees of retirement plans and employers or owners who wish to establish retirement plans. The firm's investments are governed by the executive management team. This firm is a Registered Investment Adviser (RIA).
Registered with the SEC
Form ADV · 2026-02 · CRD 285744- Regulatory AUM
- —
- Private fund assets
- —
- Private funds
- —
- Staff
- 2
- Registered office
- —
- SEC status
- Approved
Reports custody of client assets.
Source: SEC Investment Adviser Public Disclosure, Form ADV (registered as EFFECTIVE ASSETS, INC.).
- ·Watchlist + alerts for Effective Assets's activity
Portfolio
No portfolio companies for Effective Assets are on record yet. Positions surface from round participations, filings, and coverage.
Frequently asked
- What is Effective Assets's AUM?
- Effective Assets manages approximately $141 in assets.