Key facts
- HILLTOP SECURITIES INC. is a other based in DALLAS, TX.
- HILLTOP SECURITIES INC. reports $783.3M in regulatory assets under management, per its SEC Form ADV (2026-03).
Registered with the SEC
Form ADV · 2026-03 · CRD 6220- Regulatory AUM
- $783.3M
- Private fund assets
- —
- Private funds
- —
- Staff
- 92
- Registered office
- DALLAS, TX
- SEC status
- Approved
Discloses a disciplinary history on Form ADV. Reports custody of client assets.
Source: SEC Investment Adviser Public Disclosure, Form ADV.
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Portfolio
Portfolio — not yet on record
No portfolio companies for HILLTOP SECURITIES INC. are on record yet. Positions surface from round participations, filings, and coverage.
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Frequently asked
- What is HILLTOP SECURITIES INC.'s AUM?
- HILLTOP SECURITIES INC. manages approximately $783.3M in assets.