Key facts
- LPL FINANCIAL LLC is a other based in FORT MILL, SC.
- LPL FINANCIAL LLC reports $505.8M in regulatory assets under management, per its SEC Form ADV (2026-04).
Registered with the SEC
Form ADV · 2026-04 · CRD 6413- Regulatory AUM
- $505.8M
- Private fund assets
- —
- Private funds
- —
- Staff
- 41879
- Registered office
- FORT MILL, SC
- SEC status
- Approved
Discloses a disciplinary history on Form ADV. Reports custody of client assets.
Source: SEC Investment Adviser Public Disclosure, Form ADV.
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Portfolio
Portfolio — not yet on record
No portfolio companies for LPL FINANCIAL LLC are on record yet. Positions surface from round participations, filings, and coverage.
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Frequently asked
- What is LPL FINANCIAL LLC's AUM?
- LPL FINANCIAL LLC manages approximately $505.8M in assets.