RBC Capital Markets

• ·RBC Capital Markets is a other based in Toronto, Ontario with 2 tracked portfolio companies.
• ·Notable positions include Roller Networks, Catalyze.
• ·RBC Capital Markets reports $1.6B in regulatory assets under management, per its SEC Form ADV (2026-04).

RBC Capital Markets is a corporation based in Toronto, Canada. Established in 1868, the firm provides a focused set of products and services to corporations, institutional investors, and governments around the world. The firm delivers the expertise and execution required to raise capital, access markets, mitigate risk, and acquire or dispose of assets. The assets of the firm are managed by the executive team. The firm is a Registered Investment Adviser (RIA).

Regulatory AUM

$1.6B

Private fund assets

—

Private funds

—

Staff

8781

Registered office

NEW YORK, NY

SEC status

Approved

Discloses a disciplinary history on Form ADV. Reports custody of client assets.

Source: SEC Investment Adviser Public Disclosure, Form ADV (registered as RBC CAPITAL MARKETS, LLC).

What companies does RBC Capital Markets invest in?

RBC Capital Markets has 2 recorded portfolio companies, including Roller Networks, Catalyze.

What is RBC Capital Markets's AUM?

RBC Capital Markets manages approximately $260K in assets.