Key facts
- RBC SECURITIES, INC. is a other based in LOS ANGELES, CA.
- RBC SECURITIES, INC. reports $3.0M in regulatory assets under management, per its SEC Form ADV (2026-02).
Registered with the SEC
Form ADV · 2026-02 · CRD 103705- Regulatory AUM
- $3.0M
- Private fund assets
- —
- Private funds
- —
- Staff
- 186
- Registered office
- LOS ANGELES, CA
- SEC status
- Approved
Discloses a disciplinary history on Form ADV.
Source: SEC Investment Adviser Public Disclosure, Form ADV.
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No portfolio companies for RBC SECURITIES, INC. are on record yet. Positions surface from round participations, filings, and coverage.
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Frequently asked
- What is RBC SECURITIES, INC.'s AUM?
- RBC SECURITIES, INC. manages approximately $3.0M in assets.