Key facts
- UBS FINANCIAL SERVICES INC. is a other based in WEEHAWKEN, NJ.
- UBS FINANCIAL SERVICES INC. reports $23.1B in regulatory assets under management, per its SEC Form ADV (2026-03).
Registered with the SEC
Form ADV · 2026-03 · CRD 8174- Regulatory AUM
- $23.1B
- Private fund assets
- —
- Private funds
- —
- Staff
- 12524
- Registered office
- WEEHAWKEN, NJ
- SEC status
- Approved
Discloses a disciplinary history on Form ADV. Reports custody of client assets.
Source: SEC Investment Adviser Public Disclosure, Form ADV.
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Portfolio
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No portfolio companies for UBS FINANCIAL SERVICES INC. are on record yet. Positions surface from round participations, filings, and coverage.
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Frequently asked
- What is UBS FINANCIAL SERVICES INC.'s AUM?
- UBS FINANCIAL SERVICES INC. manages approximately $23.1B in assets.