Key facts
- WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC is a other based in NEW YORK, NY.
- WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC reports $42.2M in regulatory assets under management, per its SEC Form ADV (2026-03).
Registered with the SEC
Form ADV · 2026-03 · CRD 150529- Regulatory AUM
- $42.2M
- Private fund assets
- —
- Private funds
- —
- Staff
- 20
- Registered office
- NEW YORK, NY
- SEC status
- Approved
Source: SEC Investment Adviser Public Disclosure, Form ADV.
Free account
See more of the book
- ·Watchlist + alerts for WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC's activity
Create free account
No card required
Portfolio
Portfolio — not yet on record
No portfolio companies for WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC are on record yet. Positions surface from round participations, filings, and coverage.
Pro members can request priority coverage with a 48-hour turnaround.
Frequently asked
- What is WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC's AUM?
- WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC manages approximately $42.2M in assets.